White Papers

From Disclosure to Comprehension: Mitigating Risk in a Fiduciary World

Download your white paper to learn about new disclosure requirements under the U.S. Department of Labor’s (DOL) Fiduciary Rule, and the concept of disclosure itself. We also introduce a way to document “evidence of comprehension” by investors that could reduce the risk of litigation for financial services firms while helping them identify training gaps that could expose them to additional risk.

Evidence of Comprehension White Paper

Find out how to gain "evidence of comprehension" from clients regarding their retirement investment decisions. Build trust and mitigate the risk of regulatory investigation or litigation.

 

Case Study

ANS Case Study

Learn how Istonish worked with Colorado Parks and Wildlife to build a custom application to help them track and control the transfer of invasive species in lakes and other waterways throughout the state.

Video

Compliance Solutions for the DOL Fiduciary Rule